Brokerage Forms
Here are forms and online resources that you can use to manage your J.P. Morgan Wealth Management account(s). Choose "update online" to complete some of the actions below quicker and easier through our online experience.
Instructions to submit PDFs:
- Send us the completed forms and documents in a secure message.
- Choose “New message”, then “I have a question about one of my accounts,” then choose your account and “Other inquiry.”
- Attach the form(s) and any document(s) required on your form to your message and choose “Send message.”
Use these forms to perform actions and updates to your account.
Account Holder Name Change
Request a name change on your investment account.
Certification of Agent—Power of Attorney
Establish power of attorney on your investment account.
Certification of One and the Same Person
Certify that accounts, documents and information pertain to the same person despite name variations.
Direct Rollover from Employer-Sponsored Plan
Set up a direct rollover from an employer-sponsored plan.
Duplicate Statement/Confirm Request
Authorization form to send duplicate account statements and/or trade confirmations to an interested party.
IRA Beneficiary Update Request
Update an existing beneficiary designation on your retirement account.
IRA Check Deposit by Mail
Send us this form along with a check to deposit into your IRA.
IRA Distribution Request for Self-Directed Investing IRAs
Set up a one-time distribution, rollover or removal of excess contribution from your J.P. Morgan Self-Directed Investing IRA. If you fill out the PDF version, please remember to indicate your withholding amount on page 7 and sign this form in pen rather than digitally, to ensure we can process it.
Joint Tenant Removal Request
Remove joint tenant(s) from your investment account.
Non-Retirement Account Outgoing Wire Transfer
Request a one-time outgoing wire transfer from your non-retirement account.
Non-Retirement Check Deposit by Mail
Send us this form along with a check to deposit into your non-retirement account.
Non-Retirement Third-Party Check Request
Request a third-party check be sent from your non-retirement account.
Outgoing ACAT/Non-ACAT Rescind Authorization
Cancel a previously authorized outgoing account transfer request.
Outgoing Depository Trust Company Request
Request an outgoing transfer of DTC-eligible securities to another firm.
Physical Security Deposit
Deposit physical securities into your investment account.
Physical Certificate Deposit: Stock/Bond Power
Authorization to deposit shares from a certificate into an account.
Physical Certificate Deposit: Stock Waiver
Authorize the transfer of ownership to another party when depositing a security certificate into your account.
Qualified Charitable IRA Distribution Request
Request a one-time qualified charitable distribution from your Traditional or Roth IRA. Please remember to indicate your withholding amount on page 4 and sign this form in pen rather than digitally, to ensure we can process it.
Qualified Retirement Plan or Coverdell ESA Check Deposit by Mail
Send us this form along with a check to deposit into a qualified retirement plan or a Coverdell Education Savings Account.
Recharacterization Request for an IRA contribution
Request a characterization of a contribution to your Traditional or Roth IRA.
Roth IRA Conversion Request
Request a one-time Roth IRA conversion from a Traditional IRA or SEP account. Please remember to indicate your withholding amount on page 6 and sign this form in pen rather than digitally, to ensure we can process it.
Sale of Non-Transferable Security Request
Authorize the sale of a non-transferable security from your account.
Statement Consolidation Request
Set up, change or cancel Automatic Statement Consolidation for your accounts.
Stop Release Letter
Remove a stop that was previously placed on a certificate with a transfer agent.
Trading Authorization Request
Authorize an agent to trade in and/or disburse funds from your account.
Transfer between JPMS accounts
Transfer money or securities between your J.P. Morgan accounts.
Transfer Assets from an External Account
Transfer securities or money from another institution to your J.P. Morgan account.
Transfer on Death Agreement
Set up or update Transfer on Death (TOD) beneficiary designation(s) for your non-retirement investment account.
Valuation and/or Cost Basis Modification (Step-up) Request
Request the value of a J.P. Morgan Securities LLC (JPMS) account and/or request a step-up in cost basis from JPMS.