Single Manager Strategies
Provides specific regulatory disclosures regarding the Manager's role as a registered Investment Adviser. Also includes the Manager's Privacy Policy and Proxy Voting Policy. Choose the Manager Name to access the documents:
Forms (A-J)
- Alliance Bernstein L.P. (PDF)
- Appleton Partners (PDF)
- Baird Investment Management (PDF)
- Boston Partners Global Investors (PDF)
- Breckinridge Capital Advisors, Inc. (PDF)
- Brown Advisory, LLC (PDF)
- Capital Research and Management Company (PDF)
- Chickasaw Capital Management (PDF)
- Clearbridge Investments (PDF)
- Cohen & Steers Capital Management (PDF)
- Copeland Capital Management (PDF)
- Diamond Hill Investments (PDF)
- Earnest Partners, LLC (PDF)
- EJF Capital (PDF)
- Federated Hermes U.S. SMID (PDF)
- Federated Investment Counseling (PDF)
- Fred Alger (PDF)
- Gannett Welsh & Kotler, LLC (PDF)
- Harding Loevner (PDF)
- Harris Associates, L.P. (Oakmark) (PDF)
- Impax Asset Management (PDF)
- J.P. Morgan Investment Management Inc. (PDF)
- Janus Capital Management LLC (PDF)
Forms (K-W)
- Kayne Anderson Rudnick Investment Management, LLC (PDF)
- Lazard Healthcare Innovation (PDF)
- Madison Investment Advisors, LLC (PDF)
- Manulife Asset Management (John Hancock Investments) (PDF)
- Natixis Advisors, LLC (PDF)
- Natixis Advisors, LLC (Loomis Sayles) (PDF)
- Natixis Advisors, LLC (Mirova) (PDF)
- Nuveen Asset Management, LLC (PDF)
- Parametric Portfolio Associates LLC (PDF)
- Pictet Clean Energy SMA (PDF)
- Polen Capital Management (PDF)
- Principal Global Investors LLC (PDF)
- Riverbridge Partners (PDF)
- Sage Advisory Services, Ltd. Co. (PDF)
- Schafer Cullen Capital Management, Inc (PDF)
- TCW Investment Management Company (PDF)
- T. Rowe Price Associates, Inc. (PDF)
- Tributary Capital Management (PDF)
- WCM Investment Management (PDF)
- Wellington Management (PDF)
- Winslow Capital Management, LLC (PDF)